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Advisor at SAXONY CAPITAL MANAGEMENT, LLC
SAINT LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SAXONY CAPITAL MANAGEMENT, LLC | Independent wealth | Jan 23, 2019 | n/a | yes | SAINT LOUIS, MO | Current employment |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Apr 19, 2017 | Mar 9, 2018 | no | SAINT LOUIS, MO | Previous registration |
| NATIONAL PENSION & GROUP CONSULTANTS, INC | n/a | May 20, 2008 | Dec 6, 2013 | no | VALLEY PARK, MO|KANSAS CITY, MO | Previous registration |
| RETIREMENT INCOME ADVISORS, LLC | n/a | Feb 22, 2008 | May 5, 2008 | no | ST. PETERS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SCOTTRADE INVESTMENT MANAGEMENT | SAXONY CAPITAL MANAGEMENT, LLC | Mar 9, 2018 | Jan 23, 2019 | 320 | Firm change | Ibd to RIA |
| NATIONAL PENSION & GROUP CONSULTANTS, INC | SCOTTRADE INVESTMENT MANAGEMENT | Dec 6, 2013 | Apr 19, 2017 | 1,230 | Firm change after gap | Other |
| RETIREMENT INCOME ADVISORS, LLC | NATIONAL PENSION & GROUP CONSULTANTS, INC | May 5, 2008 | May 20, 2008 | 15 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 169988:122692:MO:2018-03-09 | Mar 9, 2018 | Jan 23, 2019 | SAINT LOUIS, MO | Firm change |