DFX Intelligence

O•• S•••• P••••••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

O•• S•••• P••••••• L•••••

CRD 163742

MIAMI, FL

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Search this name across graphsid dfx:ria:cad0d37e-0505-7518-4688-391d8c4f7283

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 3
Observed: Jun 29, 2015 to Mar 26, 2026
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

O•• S•••• P••••••• L•••••

Venture manager · shared crd

Independent Sponsorsidentity

O•• S•••• P••••••• L•••••

Capital provider to sponsors · shared crd

Private Equityidentity

O•• S•••• P••••••• L•••••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $290M••• Locked
Discretionary RAUM: $290M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
O•• S•••• E••••• P••••••• L•••	Private Equity Fund	$269M	Mar 26, 2026	26	Apr 2, 2012	reported	021-173563
O•• S•••• H••••••• L•	Private Equity Fund	$19.7M	Mar 26, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••• V••••	MANAGING MEMBER	C	yes	02/2012	Jun 29, 2015	Mar 28, 2024
I•••••• R•••••• I•••••	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	C	yes	10/2009	Jun 29, 2015	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O•• S•••• E••••• P••••••• G•• L•••••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$290M	$261M	11.0%	$273M	2.0%	3	3	0	0

Relationships

Advises (4)

→ O•• S•••• H••••••• I• L•Private fundPrivate Equity Fund, IA
Mar 28, 2014 to presentfactForm ADV
→ O•• S•••• E••••• P••••••• L•••Private fundPrivate Equity Fund, IA
Apr 2, 2012 to presentfactForm ADV
→ O•• S•••• H••••••• I•• L•Private fundPrivate Equity Fund, IA
Mar 29, 2017 to presentfactForm ADV
→ O•• S•••• H••••••• L•

Dated events

Occurred
Mar 27, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-118M
Occurred
Mar 31, 2018
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-153M
Occurred
Mar 30, 2016
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Jun 29, 2015
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cad0d37e-0505-7518-4688-391d8c4f7283
First observed: Jun 29, 2015
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.