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Advisor at SAXON FINANCIAL GROUP
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SAXON FINANCIAL GROUP | Independent wealth | Sep 6, 2024 | n/a | yes | HOUSTON, TX | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 14, 2017 | Sep 11, 2024 | no | SUGAR LAND, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | SAXON FINANCIAL GROUP | Sep 11, 2024 | Sep 6, 2024 | -5 | Firm change | Ibd to RIA |