This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2010earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

3

Exams

S66

First exam

Oct 11, 2024

First registration

Oct 24, 2024

Dual registered

yes, broker-dealer

Other names

JAMES David O'CONNOR|JIM OCONNOR

IAPD individual key

7949062

• Occurred

  Aug 14, 2025
  Advisor changed firm

  James David O'Connor left Strategic Advisers Llc for Columbia Management Investment Advisers, Llc (registered 2025-09-19)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:cae18908-c1e6-5f81-550c-45ff8f2961be

First observed

Oct 24, 2024

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.