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Advisor at FISHER INVESTMENTS
PLANO, TX | Miami, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | Independent wealth | Sep 8, 2023 | n/a | yes | Miami, FL|PLANO, TX | Current employment |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Apr 3, 2023 | Sep 5, 2023 | no | GREENWOOD VILLAGE, CO | Previous registration |
| PERSONAL CAPITAL ADVISORS CORPORATION | Former SEC adviser | Dec 7, 2020 | Apr 3, 2023 | no | GREENWOOD VILLAGE, CO|Dallas, TX|Dallas, TX | Previous registration |
| GLOBAL RETIREMENT PARTNERS LLC | Institutional manager | Aug 9, 2019 | Dec 22, 2020 | no | Washington, DC|SAN RAFAEL, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | FISHER INVESTMENTS | Sep 5, 2023 | Sep 8, 2023 | 3 | Firm change | Ibd to RIA |
| PERSONAL CAPITAL ADVISORS CORPORATION | EMPOWER ADVISORY GROUP, LLC | Apr 3, 2023 | Apr 3, 2023 | 0 | Bulk transfer | RIA to ibd |
| GLOBAL RETIREMENT PARTNERS LLC | PERSONAL CAPITAL ADVISORS CORPORATION | Dec 22, 2020 | Dec 7, 2020 | -15 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112058:107342:CO:2023-09-05 | Sep 5, 2023 | Sep 8, 2023 | GREENWOOD VILLAGE, CO | Firm change |