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RIA / WealthAdvisor33 years in industry

THERESA MARIE SOMMERDYKE

Advisor at THREE SEASONS WEALTH

SALT LAKE CITY, UT | Draper, UT

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Search this name across graphsid dfx:ria:cae9b592-5caf-b764-9759-4ccc66a71113

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 5, 1994 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THREE SEASONS WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 17, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 17, 1993
First registration: Jun 5, 1994
Dual registered: no
Other names: TERRY FRANCISCO|THERESA MARIE FRANCISCOSOMMERDYKE|THERESA MARIE FRANCISCOWHITE|THERESA MARIE WHITE
IAPD individual key: 1048899

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THREE SEASONS WEALTH	Independent wealth	Apr 25, 2025	n/a	yes	Draper, UT\|SALT LAKE CITY, UT	Current employment
MORGAN STANLEY	Wirehouse	Sep 5, 2023	Mar 25, 2025	no	Sandy, UT	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Mar 26, 2018	Sep 5, 2023	no	Sandy, UT\|ARLINGTON, VA	Previous registration
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Mar 7, 2011	Mar 23, 2018	no	SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|DENVER, CO	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 18, 2011	no	SALT LAKE CITY, UT\|SALT LAKE CITY, UT	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 5, 1994	Jun 1, 2009	no	SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	THREE SEASONS WEALTH	Mar 25, 2025	Apr 25, 2025	31	Firm change	Wirehouse to RIA
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Sep 5, 2023	Sep 5, 2023	0	Bulk transfer	RIA to wirehouse
ROBERT W. BAIRD & CO. INCORPORATED	E*TRADE CAPITAL MANAGEMENT, LLC	Mar 23, 2018	Mar 26, 2018	3	Firm change	RIA to RIA
MORGAN STANLEY	ROBERT W. BAIRD & CO. INCORPORATED	Mar 18, 2011	Mar 7, 2011	-11	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ THREE SEASONS WEALTHRegistered adviserregistration: current employment
Apr 25, 2025 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 5, 2023 to Mar 25, 2025factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 26, 2018 to Sep 5, 2023factForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Mar 7, 2011 to Mar 23, 2018factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 5, 1994 to Jun 1, 2009factForm ADV

Dated events

Occurred
Mar 25, 2025
Advisor changed firm
Theresa Marie Sommerdyke left Morgan Stanley for Three Seasons Wealth (registered 2025-04-25)
Form ADVobserved 6 days ago