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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

GORDON HAMILTON WITHERSPOON

Advisor at RBC CAPITAL MARKETS, LLC

Lutherville, MD | HUNT VALLEY, MD

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Search this name across graphsid dfx:ria:caefbd60-bdf4-a324-8033-4beba6da403d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 17, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 17, 1986
First registration: Jan 1, 1999
Dual registered: yes, broker-dealer
Other names: GORDON HAMILTON WITHERSPOON|GORDY WITHERSPOON
IAPD individual key: 1315788

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Oct 8, 2020	n/a	yes	HUNT VALLEY, MD\|Lutherville, MD	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Oct 14, 2020	no	BALTIMORE, MD\|Baltimore, MD\|Hunt Valley, MD	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	BALTIMORE, MD	Previous registration
MORGAN STANLEY DW INC.	n/a	Mar 4, 2005	Apr 2, 2007	no	BALTIMORE, MD\|BALTIMORE, MD	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 1, 1999	Mar 24, 2005	no	BALTIMORE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	RBC CAPITAL MARKETS, LLC	Oct 14, 2020	Oct 8, 2020	-6	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY DW INC.	Mar 24, 2005	Mar 4, 2005	-20	Firm change	Other

Relationships

Registered with (5)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Oct 8, 2020 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Oct 14, 2020factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Mar 4, 2005 to Apr 2, 2007factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 1, 1999 to Mar 24, 2005factForm ADV

Dated events

No dated event names this entity yet.