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M••• M••••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

M••• M••••••• M••••

Advisor at E••••• J••••

FEDERAL WAY, WA

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Search this name across graphsid dfx:ria:caf8f36e-8d09-da45-038f-4278b523ef38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 19, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Jun 27, 2025	n/a	yes	FEDERAL WAY, WA	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Nov 14, 2024	Jul 3, 2025	no	OLYMPIA, WA\|MERCER ISLAND, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	E••••• J••••	Jul 3, 2025	Jun 27, 2025	-6	Firm change	Ibd to ibd
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024	Nov 14, 2024

Relationships

Registered with (3)

→ E••••• J••••Registered adviserregistration: current employment
Jun 27, 2025 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Nov 14, 2024 to Jul 3, 2025factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Sep 19, 2023 to Nov 14, 2024factForm ADV

Dated events

Occurred
Jul 3, 2025
Advisor changed firm
M••• M••••••• M•••• left L•• E••••••••• L•• for E••••• J•••• (registered 2025-06-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:caf8f36e-8d09-da45-038f-4278b523ef38
First observed: Sep 19, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.