DFX Intelligence

K••• T••••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

K••• T••••••• C•••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

West Des Moines, IA

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Search this name across graphsid dfx:ria:caf98d1c-6c5a-fd42-c3ca-15872b94108c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 16, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Aug 7, 2025	n/a	yes	West Des Moines, IA	Current employment
F•••• F•••••••• A•••••••• L••	Former SEC adviser	Jun 6, 2008	Dec 31, 2024	no	WEST DES MOINES, IA\|EASLEY, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• F•••••••• A•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 31, 2024	Aug 7, 2025	219	Firm change	Other
I••••••••• A••••••• C•••	F•••• F•••••••• A•••••••• L••	Aug 6, 2008	Jun 6, 2008

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 7, 2025 to presentfactForm ADV
→ F•••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 6, 2008 to Dec 31, 2024factForm ADV
→ I••••••••• A••••••• C•••Registered adviserregistration: previous registration
May 12, 2008 to Aug 6, 2008factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
K••• T••••••• C••• left F•••• F•••••••• A•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-08-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:caf98d1c-6c5a-fd42-c3ca-15872b94108c
First observed: May 12, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.