DFX Intelligence

S••••• M•••••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist26 years in industry

S••••• M•••••• D••••••••

Advisor at K•• W••••• A•••••••

ST. LOUIS, MO | SPRINGFIELD, IL

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Search this name across graphsid dfx:ria:cafa3b83-3682-b94b-e4c7-be2c9d472435

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 21, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 20, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• W••••• A•••••••	Independent wealth	Feb 19, 2013	n/a	yes	ST. LOUIS, MO\|SPRINGFIELD, IL	Current employment
P•••••••• O•••••• F•••••••• S•••••••• L••	n/a	Jul 21, 2000	Feb 12, 2013	no	ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• O•••••• F•••••••• S•••••••• L••	K•• W••••• A•••••••	Feb 12, 2013	Feb 19, 2013	7	Firm change	Other

Relationships

Registered with (2)

→ K•• W••••• A•••••••Registered adviserregistration: current employment
Feb 19, 2013 to presentfactForm ADV
→ P•••••••• O•••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 21, 2000 to Feb 12, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cafa3b83-3682-b94b-e4c7-be2c9d472435
First observed: Jul 21, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.