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Advisor at LPL FINANCIAL LLC
OCEAN CITY, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 23, 2019 | n/a | yes | OCEAN CITY, NJ | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Sep 15, 2017 | Jan 2, 2020 | no | SEWELL, NJ|VINELAND, NJ|WOODBURY, NJ|MARGATE, NJ|ATLANTIC CITY, NJ|ABSECON, NJ|OCEAN CITY, NJ|WOODBURY, NJ|LINWOOD, NJ | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | May 7, 2015 | Apr 28, 2017 | no | MAYS LANDING, NJ|OCEAN CITY, NJ|LINWOOD, NJ | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Aug 17, 2007 | Sep 25, 2014 | no | WOODBURY, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | LPL FINANCIAL LLC | Jan 2, 2020 | Dec 23, 2019 | -10 | Firm change | Ibd to ibd |
| AVANTAX ADVISORY SERVICES | PNC WEALTH MANAGEMENT | Sep 25, 2014 | May 7, 2015 | 224 | Firm change | Other |