DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V•• B•••••• • A•••••••••
THE DALLES, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V•• B•••••• • A••••••••• | Independent wealth | Aug 4, 2020 | n/a | yes | THE DALLES, OR | Current employment |
| F•••••••• A•••••••• I••••••••• M••••••••• | Former SEC adviser | Mar 30, 2017 | Aug 31, 2020 | no | The Dalles, OR|Portland, OR|OLYMPIA, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• A•••••••• I••••••••• M••••••••• | V•• B•••••• • A••••••••• | Aug 31, 2020 | Aug 4, 2020 | -27 | Firm change | RIA to new firm |
| V•• B•••••• • A••••••••• I••• | L•• F•••••••• L•• | Apr 25, 2017 | Feb 7, 2003 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151298:309746:WA:2020-08-19 | Aug 31, 2020 | Aug 4, 2020 | OLYMPIA, WA | Firm change |
| 117724:6413:OR:2017-04-25 | Apr 25, 2017 | Feb 7, 2003 | THE DALLES, OR | Firm change after gap |
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 7, 2003 | Sep 8, 2016 | no | PORTLAND, OR|REDMOND, OR|THE DALLES, OR | Previous registration |
| V•• B•••••• • A••••••••• I••• | Former SEC adviser | Feb 4, 1992 | Apr 25, 2017 | no | THE DALLES, OR | Previous registration |
| -5,191 |
| Firm change after gap |
| Other |
| L•• F•••••••• L•• | F•••••••• A•••••••• I••••••••• M••••••••• | Sep 8, 2016 | Mar 30, 2017 | 203 | Firm change | Other |