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Advisor at J.P. MORGAN SECURITIES LLC
KATY, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Nov 3, 2025 | n/a | yes | KATY, TX | Current employment |
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | Nov 12, 2025 | no | HOUSTON, TX | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Sep 22, 2020 | Nov 14, 2024 | no | HOUSTON, TX | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Jun 15, 2020 | Aug 24, 2020 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | J.P. MORGAN SECURITIES LLC | Nov 12, 2025 | Nov 3, 2025 | -9 | Firm change | Ibd to wirehouse |
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | PRUCO SECURITIES, LLC | Aug 24, 2020 | Sep 22, 2020 | 29 | Firm change | Ibd to ibd |