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Advisor at INTRUA FINANCIAL
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTRUA FINANCIAL | Independent wealth | Feb 12, 2016 | n/a | yes | HOUSTON, TX | Current employment |
| HILLTOP SECURITIES INC. | Bd affiliated wealth | Aug 18, 2009 | Jul 31, 2015 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 27, 2003 | Aug 26, 2009 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Aug 3, 2000 | Jul 2, 2003 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HILLTOP SECURITIES INC. | INTRUA FINANCIAL | Jul 31, 2015 | Feb 12, 2016 | 196 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | HILLTOP SECURITIES INC. | Aug 26, 2009 | Aug 18, 2009 | -8 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | UBS FINANCIAL SERVICES INC. | Jul 2, 2003 | Jun 27, 2003 | -5 | Firm change | Other |