DFX Intelligence

R••••• B• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

R••••• B• G•••••••

Advisor at P•••••••• S••••••••• I•••

BAKERSFIELD, CA

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Search this name across graphsid dfx:ria:cb0dc5f5-7a87-b494-548f-f94a23c75fdf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 11, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• S••••••••• I•••	Bd affiliated wealth	Jan 12, 2017	n/a	yes	BAKERSFIELD, CA	Current employment
U••• B•••••• A•••••••• L••	Bd affiliated wealth	Feb 26, 2015	Jan 5, 2017	no	DELANO, CA\|WASCO, CA\|BAKERSFIELD, CA\|TEHACHAPI, CA\|BAKERSFIELD, CA\|BAKERSFIELD, CA\|BAKERSFIELD, CA\|PORTERVILLE, CA\|DELANO, CA\|WASCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• A•••••••• L••	P•••••••• S••••••••• I•••	Jan 5, 2017	Jan 12, 2017	7	Firm change	Other
M••••• S••••••	U••• B•••••• A•••••••• L••	Mar 9, 2015	Feb 26, 2015

Relationships

Registered with (7)

→ P•••••••• S••••••••• I•••Registered adviserregistration: current employment
Jan 12, 2017 to presentfactForm ADV
→ U••• B•••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 26, 2015 to Jan 5, 2017factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Mar 9, 2015factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb0dc5f5-7a87-b494-548f-f94a23c75fdf
First observed: Jun 13, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.