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RIA / WealthAdvisorChartered Financial Analyst25 years in industry

RICHARD JASON MILTON

Advisor at 103 ADVISORY GROUP

CHICAGO, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: May 14, 2001 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Richard Jason Milton

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 103 ADVISORY GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 14, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S63
First exam: Jan 14, 2002
First registration: May 14, 2001
Dual registered: no
Other names: RICK MILTON|RICHARD MILTON
IAPD individual key: 2632784

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
103 ADVISORY GROUP	Independent wealth	Jun 4, 2021	n/a	yes	CHICAGO, IL	Current employment
MAINSTREET ADVISORS	Other adviser	Mar 13, 2008	Aug 4, 2021	no	CHICAGO, IL	Previous registration
WATERSTONE FINANCIAL GROUP, INC.	n/a	Feb 18, 2004	Sep 4, 2009	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
FELDMAN SECURITIES GROUP L.L.C.	n/a	May 14, 2001	Jan 5, 2004	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MAINSTREET ADVISORS	103 ADVISORY GROUP	Aug 4, 2021	Jun 4, 2021	-61	Firm change after gap	Other
WATERSTONE FINANCIAL GROUP, INC.	MAINSTREET ADVISORS	Sep 4, 2009	Mar 13, 2008	-540	Firm change after gap	Other
FELDMAN SECURITIES GROUP L.L.C.	WATERSTONE FINANCIAL GROUP, INC.	Jan 5, 2004	Feb 18, 2004	44	Firm change	Other

Relationships

Registered with (4)

→ 103 ADVISORY GROUPRegistered adviserregistration: current employment
Jun 4, 2021 to presentfactForm ADV
→ MAINSTREET ADVISORSRegistered adviserregistration: previous registration
Mar 13, 2008 to Aug 4, 2021factForm ADV
→ WATERSTONE FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Feb 18, 2004 to Sep 4, 2009factForm ADV
→ FELDMAN SECURITIES GROUP L.L.C.Registered adviserregistration: previous registration
May 14, 2001 to Jan 5, 2004factForm ADV

Dated events

No dated event names this entity yet.