DFX Intelligence

L••••••• S••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

L••••••• S••• W••••

Advisor at B••• F•• A•••••••• L••

WAYNE, PA | Sarasota, FL

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Search this name across graphsid dfx:ria:cb228651-80f0-94e6-ecbc-8e005ca24c02

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• F•• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• F•• A•••••••• L••	State registered	Apr 3, 2020	n/a	yes	Sarasota, FL\|WAYNE, PA	Current employment
N•• D•••• R•••••••• I•••	Asset manager	Jan 9, 2013	Mar 26, 2020	no	SARASOTA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• D•••• R•••••••• I•••	B••• F•• A•••••••• L••	Mar 26, 2020	Apr 3, 2020	8	Firm change	Other

Relationships

Registered with (2)

→ B••• F•• A•••••••• L••Registered adviserregistration: current employment
Apr 3, 2020 to presentfactForm ADV
→ N•• D•••• R•••••••• I•••Registered adviserregistration: previous registration
Jan 9, 2013 to Mar 26, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb228651-80f0-94e6-ecbc-8e005ca24c02
First observed: Jan 9, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.