DFX Intelligence

G•••••• B••••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

G•••••• B••••••• C•••••••••

Advisor at C•••••••• C••••••

UPLAND, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 6, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 9, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• C••••••	Independent wealth	Sep 3, 2025	n/a	yes	UPLAND, CA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	May 6, 1999	Sep 2, 2025	no	UPLAND, CA\|UPLAND, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	C•••••••• C••••••	Sep 2, 2025	Sep 3, 2025	1	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:337738:CA:2025-09-02	Sep 2, 2025	Sep 3, 2025	UPLAND, CA	Firm change

Relationships

Registered with (2)

→ C•••••••• C••••••Registered adviserregistration: current employment
Sep 3, 2025 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
May 6, 1999 to Sep 2, 2025factForm ADV

Dated events

Order

Occurred
2 Sep 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 6, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.