DFX Intelligence

S•••••• H• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

S•••••• H• S••••

Advisor at M••• S••••• I••••••••• L••

BRENTWOOD, TN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••• S••••• I••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••• S••••• I••••••••• L••	State registered	Jun 30, 2022	n/a	yes	BRENTWOOD, TN	Current employment
P••• A••••• S••••••••• L••	Bd affiliated wealth	Jan 23, 2008	Jan 3, 2019	no	BRENTWOOD, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	M••• S••••• I••••••••• L••	Jan 3, 2019	Jun 30, 2022	1,274	Firm change after gap	Ibd to state RIA
M•• I•••••••• S•••••••• L••	P••• A••••• S••••••••• L••	Nov 5, 2007	Jan 23, 2008

Relationships

Registered with (3)

→ M••• S••••• I••••••••• L••Registered adviserregistration: current employment
Jun 30, 2022 to presentfactForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 23, 2008 to Jan 3, 2019factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 24, 2007 to Nov 5, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 24, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.