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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CEDAR VALLEY WEALTH ADVISORS

THE HEATON HOPPES GROUP, LLC, CRD 115511

CEDAR FALLS, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cb34afc5-19da-3250-5463-5e0f82fa6ae8

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to Mar 26, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $173MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $173M
Private client RAUM: $150MderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $57.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 293
Individual clients: 66
High net worth clients: 26
Custody, client assets: $1.5M
SEC number: 801-113740
CRD: 115511
Filings on the tape: 17
First filed: Mar 30, 2012
Latest filed: Mar 26, 2026
Organised: Limited Liability Company, IA
Website: cedarvalleywealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT MICHEAL HEATON	n/a	CEDAR FALLS, IA	25	39	n/a	no
KARLA RENEE HOPPES	Certified Financial Planner	CEDAR FALLS, IA	16	25	1	no
Jake Robert Hoppes	n/a	CEDAR FALLS, IA	1	19	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HEATON, ROBERT, MICHEAL	Member	D	yes	01/2023	Mar 30, 2012	Mar 19, 2024
HOPPES, KARLA, RENEE	CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER	D	yes	01/2023	Mar 30, 2012	Mar 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CEDAR VALLEY TAX & ACCOUNTING, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$173M	$173M	3	3	0	n/a	n/a
2024	Mar 12, 2025	$155M	$155M	3	3	0	n/a	n/a
2023	Mar 19, 2024	$150M	$150M	2	2	0	n/a	n/a
2022	Mar 24, 2023	$145M	$145M	2	2	0	n/a	n/a
2021	Mar 16, 2022	$179M	$179M	2	2	0	n/a	n/a
2020	Mar 25, 2021	$151M	$151M	3	2	0	n/a	n/a
2019	Mar 27, 2020	$145M	$145M	2	2	0	n/a	n/a
2018	Mar 29, 2019	$124M	$124M	2	2	0	n/a	n/a
2011	Mar 30, 2012	$50.3M	$50.3M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$173M	$155M	11.3%	$145M	6.0%	3	3	0	0

Relationships

Registered with (3)

← Jake Robert HoppesAdvisorregistration: current employment
Oct 19, 2024 to presentfactForm ADV
← KARLA RENEE HOPPESAdvisorregistration: current employment
Feb 26, 2010 to presentfactForm ADV
← ROBERT MICHEAL HEATONAdvisorregistration: current employment
Sep 17, 2001 to presentfactForm ADV

Controls (2)

← HEATON, ROBERT, MICHEALOwnerMEMBER, ownership code D, individual
Mar 30, 2012 to Mar 19, 2024factForm ADV
← HOPPES, KARLA, RENEEOwnerCHIEF COMPLIANCE OFFICER AND MANAGING MEMBER, ownership code D, individual
Mar 30, 2012 to Mar 19, 2024factForm ADV

Dated events

Occurred
Jun 28, 2018
First Form ADV filing
Cedar Valley Wealth Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb34afc5-19da-3250-5463-5e0f82fa6ae8
First observed: Mar 30, 2012
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CEDAR VALLEY WEALTH ADVISORS

THE HEATON HOPPES GROUP, LLC, CRD 115511

CEDAR FALLS, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cb34afc5-19da-3250-5463-5e0f82fa6ae8

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:38 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT MICHEAL HEATON

n/a

CEDAR FALLS, IA

n/a

KARLA RENEE HOPPES

Certified Financial Planner

CEDAR FALLS, IA

Jake Robert Hoppes

n/a

CEDAR FALLS, IA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HEATON, ROBERT, MICHEAL

Member

yes

01/2023

Mar 30, 2012

Mar 19, 2024

HOPPES, KARLA, RENEE

CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER

yes

01/2023

Mar 30, 2012

Mar 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CEDAR VALLEY TAX & ACCOUNTING, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$173M

n/a

2024

Mar 12, 2025

$155M

n/a

2023

Mar 19, 2024

$150M

n/a

2022

Mar 24, 2023

$145M

n/a

2021

Mar 16, 2022

$179M

n/a

2020

Mar 25, 2021

$151M

n/a

2019

Mar 27, 2020

$145M

n/a

2018

Mar 29, 2019

$124M

n/a

2011

Mar 30, 2012

$50.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$173M

$155M

11.3%

$145M

6.0%