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Advisor at EVERGREEN WEALTH
SPRINGFIELD, IL | NAPLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EVERGREEN WEALTH | Independent wealth | Mar 7, 2014 | n/a | yes | SPRINGFIELD, IL|NAPLES, FL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 1, 2010 | Jul 2, 2018 | no | SPRINGFIELD, IL|SPRINGFIELD, IL | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Jun 15, 2010 | Jul 1, 2010 | no | Swansea, IL|CHAMPAIGN, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | EVERGREEN WEALTH | Jul 2, 2018 | Mar 7, 2014 | -1,578 | Firm change after gap | Other |
| PRUCO SECURITIES, LLC | LPL FINANCIAL LLC | Jul 1, 2010 | Jul 1, 2010 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:168998:IL:2018-07-02 | Jul 2, 2018 | Mar 7, 2014 | SPRINGFIELD, IL | Firm change after gap |