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CRD 332688
WAYZATA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HUNTER, ANDREW, MACDONALD | CO-CHAIRMAN AND PRESIDENT | D | yes | 08/2024 | Aug 23, 2024 | Aug 30, 2024 |
| KEITH, ROBERT, JOHNSTONE | CO-CHAIRMAN | D | yes | 08/2024 | Aug 23, 2024 | Aug 30, 2024 |
| THORSEN, TODD, MICHAEL | CEO/CCO | Na | yes | 07/2024 | Jul 26, 2024 | Aug 30, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Mar 4, 2025 | $379M | $359M | 3 | 1 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $379M | n/a | n/a | n/a | n/a | 3 | n/a | 0 | n/a |