DFX Intelligence

C••••••• I••••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

C••••••• I••••••••• P•••••••• L••

CRD 161886

RALEIGH, NC

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Search this name across graphsid dfx:ria:cb4fa613-32a3-f8e1-d929-6e775c50ef60

Data as of Mar 31, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 1
Observed: Mar 1, 2012 to Mar 31, 2020
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

C••••••• I••••••••• P•••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $139M••• Locked
Discretionary RAUM: $139M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••• I••••••••• P••••••• I•• L•••	Real Estate Fund	$22.0M	Dec 19, 2023	15	Mar 1, 2012	reported	021-85591
C••••••• I••••••••• P••••••• I•• L•••	Real Estate Fund	$2.2M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••• T•••••• F••••••	CHIEF EXECUTIVE OFFICER	D	yes	07/1998	Mar 1, 2012	Mar 31, 2020
M••••••••• J•••• A••••••	MANAGING DIRECTOR	C	yes	07/1998	Mar 1, 2012	Mar 31, 2020

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••• I•••••••• I••• L•••	n/a	n/a	n/a	N	yes	n/a
C••••••• I•••••••• I•• L•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$139M	$263M	-47.1%	$327M	-24.9%	8	9	0	0

Relationships

Advises (4)

→ C••••••• I••••••••• P••••••• I•• L•••Private fundReal Estate Fund, ERA
Mar 1, 2012 to presentfactForm ADV
→ C••••••• I••••••••• P••••••• I•• P••••••• F•••• L•••Private fundReal Estate Fund, IA
Mar 1, 2012 to presentfactForm ADV
→ C••••••• I••••••••• P••••••• I••• L•••Private fundReal Estate Fund, IA
Mar 1, 2012 to presentfactForm ADV
→ C••••••• I••••••••• P••••••• I•• L•••

Dated events

Occurred
Mar 30, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-124M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb4fa613-32a3-f8e1-d929-6e775c50ef60
First observed: Mar 1, 2012
Last observed: Mar 31, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.