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Advisor at G••••• R••••••••• P••••••• L••
SAN RAFAEL, CA | Barrington, RI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••• R••••••••• P••••••• L•• | Institutional manager | Jun 15, 2021 | n/a | yes | Barrington, RI|SAN RAFAEL, CA | Current employment |
| U••••• C•••••• F•••••••• A••••••• | Independent wealth | Nov 13, 2007 | Jan 2, 2018 | no | SOUTHBOROUGH, MA|SOUTHBOROUGH, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U••••• C•••••• F•••••••• A••••••• | G••••• R••••••••• P••••••• L•• | Jan 2, 2018 | Jun 15, 2021 | 1,260 | Firm change after gap | Other |
| P•• A•••••••• I••• | U••••• C•••••• F•••••••• A••••••• | Jan 2, 2018 | Nov 13, 2007 |
| P•• A•••••••• I••• | Former SEC adviser | Sep 13, 2007 | Jan 2, 2018 | no | SOUTHBOROUGH, MA|SOUTHBOROUGH, MA | Previous registration |
| P•• A•••••••• L•• | n/a | Apr 5, 2003 | Oct 26, 2007 | no | SOUTBOROUGH, MA | Previous registration |
| -3,703 |
| Firm change after gap |
| Other |
| P•• A•••••••• L•• | P•• A•••••••• I••• | Oct 26, 2007 | Sep 13, 2007 | -43 | Firm change after gap | Other |