DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T••••• A••••••• S•••••••• I•••
ALTOONA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Aug 24, 2016 | n/a | yes | ALTOONA, FL | Current employment |
| B••• S••••••••• L•• | Former SEC adviser | Dec 23, 2019 | Mar 2, 2021 | no | Eustis, FL|EUSTIS, FL|RICHMOND, VA|CHARLOTTE, NC|RICHMOND, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••• S••••••••• L•• | n/a | Mar 2, 2021 | n/a | n/a | Departure no registered destination | Departure |
| J•••••• W••••• M••••••••• L•• | T••••• A••••••• S•••••••• I••• | Jul 6, 2012 | Aug 24, 2016 | 1,510 |
| J•••••• W••••• M••••••••• L•• | Independent wealth | Oct 7, 2008 | Jul 6, 2012 | no | HEATHROW, FL|LAKE MARY, FL | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Nov 13, 2006 | Oct 2, 2008 | no | HEATHROW, FL | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Mar 18, 2004 | Sep 18, 2006 | no | LEESBURG, FL|LEESBURG, FL | Previous registration |
| Firm change after gap |
| Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | J•••••• W••••• M••••••••• L•• | Oct 2, 2008 | Oct 7, 2008 | 5 | Firm change | Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S•••••••• I••• | Sep 18, 2006 | Nov 13, 2006 | 56 | Firm change | Other |