This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FOUNDATIONS INVESTMENT ADVISORS LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2010earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S65

First exam

Nov 23, 2021

First registration

Jan 5, 2022

Dual registered

no

Other names

Dane Spencer

IAPD individual key

7488646

• Occurred

  Jun 29, 2026
  Advisor changed firm

  Dane Carpenter Spencer left Oxford Wealth Group, Llc for Foundations Investment Advisors Llc (registered 2026-07-07)

  Form ADVobserved 4 days ago
• Occurred

  Apr 2, 2025
  Advisor changed firm

  Dane Carpenter Spencer left Beacon Financial Advisors Ltd for Oxford Wealth Group, Llc (registered 2025-05-22)

  Form ADVobserved 4 days ago
• Occurred

  Oct 25, 2023
  Advisor changed firm

  Dane Carpenter Spencer left Financial Synergies for Beacon Financial Advisors Ltd (registered 2024-02-21)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:cb5bbca9-b0a4-2565-32f1-ccd1ac450c3f

First observed

Jan 5, 2022

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.