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Advisor at EDELMAN FINANCIAL ENGINES
DANVILLE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | Independent wealth | Sep 26, 2022 | n/a | yes | DANVILLE, CA | Current employment |
| HERRMANN & COOKE WEALTH MANAGEMENT | Former SEC adviser | Apr 21, 2022 | Oct 14, 2022 | no | DANVILLE, CA | Previous registration |
| HC FINANCIAL ADVISORS INC | Former SEC adviser | Jun 18, 2021 | Dec 8, 2021 | no | LAFAYETTE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HERRMANN & COOKE WEALTH MANAGEMENT | EDELMAN FINANCIAL ENGINES | Oct 14, 2022 | Sep 26, 2022 | -18 | Firm change | RIA to RIA |
| HC FINANCIAL ADVISORS INC | HERRMANN & COOKE WEALTH MANAGEMENT | Dec 8, 2021 | Apr 21, 2022 | 134 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110722:104510:CA:2022-10-14 | Oct 14, 2022 | Sep 26, 2022 | DANVILLE, CA | Firm change |