DFX Intelligence

Data Factory

RIA / WealthAdvisor25 years in industry

ANDREW SCOTT ROSS

Advisor at INDEPENDENT FINANCIAL PARTNERS

Lone True, CO | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cb602eae-b471-24f5-4229-5d63283eb3f0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 3, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT FINANCIAL PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 30, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Apr 30, 2001
First registration: Feb 3, 2009
Dual registered: no
Other names: SCOTT ROSS
IAPD individual key: 4328260

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Jan 1, 2025	n/a	yes	TAMPA, FL\|Lone True, CO	Current employment
DIAMOND WEALTH MANAGEMENT, LLC	Former SEC adviser	Jan 14, 2021	Jun 23, 2021	no	ALPINE, UT\|DENVER, CO	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Jan 30, 2020	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Oct 2, 2013	Jul 13, 2018	no	GREENWOOD VILLAGE, CO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 18, 2011	Aug 9, 2013	no	ENGLEWOOD, CO\|ENGLEWOOD, CO\|ENGLEWOOD, CO\|ENGLEWOOD, CO\|Austin, TX	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Feb 3, 2009	Mar 30, 2011	no	LONE TREE, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DIAMOND WEALTH MANAGEMENT, LLC	INDEPENDENT FINANCIAL PARTNERS	Jun 23, 2021	Jan 1, 2025	1,288	Firm change after gap	RIA to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	DIAMOND WEALTH MANAGEMENT, LLC	Jan 30, 2020	Jan 14, 2021	350	Firm change	Ibd to RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
CHARLES SCHWAB & CO., INC.	STRATEGIC ADVISERS LLC	Aug 9, 2013	Oct 2, 2013	54	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	CHARLES SCHWAB & CO., INC.	Mar 30, 2011	Apr 18, 2011	19	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ DIAMOND WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 14, 2021 to Jun 23, 2021factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Jan 30, 2020factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Oct 2, 2013 to Jul 13, 2018factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Apr 18, 2011 to Aug 9, 2013factForm ADV

Dated events

No dated event names this entity yet.