DFX Intelligence

F•••••••• F••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

F•••••••• F••••••••

Advisor at S••••• A•••• M••••••••• L•••••

TROY, MI | GLENDALE, CA

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Search this name across graphsid dfx:ria:cb713e28-101f-f77c-8dd2-3b7b82185dab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A•••• M••••••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 15, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A•••• M••••••••• L•••••	Independent wealth	Mar 24, 2025	n/a	yes	GLENDALE, CA\|TROY, MI	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Aug 21, 2017	Mar 24, 2025	no	Woodland Hills, CA\|Glendale, CA\|Pasadena, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	S••••• A•••• M••••••••• L•••••	Mar 24, 2025	Mar 24, 2025	0	Firm change	Ibd to RIA
F•••••••• W••• G••••	W•••••• I••••••••• S•••••••••	Aug 21, 2017	Aug 21, 2017

Relationships

Registered with (3)

→ S••••• A•••• M••••••••• L•••••Registered adviserregistration: current employment
Mar 24, 2025 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Aug 21, 2017 to Mar 24, 2025factForm ADV
→ F•••••••• W••• G••••Registered adviserregistration: previous registration
Jul 8, 1997 to Aug 21, 2017factForm ADV

Dated events

Occurred
Mar 24, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb713e28-101f-f77c-8dd2-3b7b82185dab
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.