DFX Intelligence

O•• I••••••••• M••••••••• U• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

O•• I••••••••• M••••••••• U• L••

CRD 323617

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cb7f792a-4247-fbc2-3df4-56bade6906d1

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 2
Observed: Oct 17, 2022 to Mar 31, 2026
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

O•• I••••••••• M••••••••• U• L••

Private equity manager · shared crd

Independent Sponsorsidentity

O•• I••••••••• M••••••••• U• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $10B••• Locked
Discretionary RAUM: $10B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 27

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
O•••• F••• I• L•	Private Equity Fund	$6.8B	Mar 28, 2024	6	Feb 10, 2023	reported	021-471030

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•• C•••••• P••••••• I• L•	Owner	E	yes	09/2022	Oct 17, 2022	Mar 28, 2024
L••••••• A•••••• N•••••	CHIEF LEGAL OFFICER AND SECRETARY	Na	yes	09/2022	Oct 17, 2022	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O•• I••••••••• A••••••• C••••• L••	n/a	n/a	n/a	N	yes	n/a
O•• I••••••••• M••••••••• G•••• U• L••	n/a	n/a	n/a	Y	yes	n/a
O•• I••••••••• M••••••••• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$10B	$8.2B	22.6%	$6.8B	14.0%	27	25	0	0

Relationships

Advises (1)

→ O•••• F••• I• L•Private fundPrivate Equity Fund, IA
Feb 10, 2023 to presentfactForm ADV

Controls (8)

← M••••• R•••••OwnerOWNER, ownership code E, individual
Oct 17, 2022 to Mar 28, 2024factForm ADV
← P••••••• I••••••OwnerSENIOR MANAGING DIRECTOR, ownership code NA, individual
Oct 17, 2022 to Mar 28, 2024factForm ADV
← L••••••• A•••••• N•••••OwnerCHIEF LEGAL OFFICER AND SECRETARY, ownership code NA, individual

Dated events

Occurred
Jan 10, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 30, 2023
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 10, 2023
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 17, 2022
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb7f792a-4247-fbc2-3df4-56bade6906d1
First observed: Oct 17, 2022
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.