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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Matthew Aaron Johnson

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

RICHMOND, VA

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Search this name across graphsid dfx:ria:cb9c9e78-291f-e9c7-3b33-c1a315e4dc38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 26, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Mar 26, 1998
First registration: Nov 21, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 3015566

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jul 27, 2015	n/a	yes	RICHMOND, VA	Current employment
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	May 6, 2008	Jul 22, 2015	no	RICHMOND, VA\|RICHMOND, VA\|RICHMOND, VA	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Apr 11, 2007	Aug 15, 2007	no	BIRMINGHAM, AL\|RICHMOND, VA	Previous registration
PFIC ADVISORS, INC.	n/a	Nov 28, 2006	Apr 11, 2007	no	RICHMOND, VA\|FRANKLIN, TN	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Nov 21, 2003	May 5, 2006	no	RICHMOND, VA\|NORFOLK, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUNTRUST INVESTMENT SERVICES, INC.	RAYMOND JAMES & ASSOCIATES, INC.	Jul 22, 2015	Jul 27, 2015	5	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	SUNTRUST INVESTMENT SERVICES, INC.	Aug 15, 2007	May 6, 2008	265	Firm change	Other
PFIC ADVISORS, INC.	MORGAN KEEGAN & COMPANY, LLC	Apr 11, 2007	Apr 11, 2007	0	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	PFIC ADVISORS, INC.	May 5, 2006	Nov 28, 2006	207	Firm change	Other

Relationships

Registered with (5)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Jul 27, 2015 to presentfactForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 6, 2008 to Jul 22, 2015factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Apr 11, 2007 to Aug 15, 2007factForm ADV
→ PFIC ADVISORS, INC.Registered adviserregistration: previous registration
Nov 28, 2006 to Apr 11, 2007factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Nov 21, 2003 to May 5, 2006factForm ADV

Dated events

No dated event names this entity yet.