K••••• W•••••••

Advisor at S••••• F••••••••• L••

HENDERSON, NV | WEST JORDAN, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cba24b47-676c-7cbc-2cb3-8510a5369f4c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 18, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F••••••••• L••	State registered	Aug 12, 2025	n/a	yes	HENDERSON, NV\|WEST JORDAN, UT	Current employment
B•••••• L••• A••••••• S•••••••• I•••	Bd affiliated wealth	Oct 18, 2024	Apr 25, 2025	no	CHICAGO, IL\|Las Vegas, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• L••• A••••••• S•••••••• I•••	S••••• F••••••••• L••	Apr 25, 2025	Aug 12, 2025	109	Firm change	Ibd to state RIA

Relationships

Registered with (2)

→ S••••• F••••••••• L••Registered adviserregistration: current employment
Aug 12, 2025 to presentfactForm ADV
→ B•••••• L••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 18, 2024 to Apr 25, 2025factForm ADV

Dated events

Occurred
Apr 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cba24b47-676c-7cbc-2cb3-8510a5369f4c
First observed: Oct 18, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.