DFX Intelligence

L•••••• A•••••• V•• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

L•••••• A•••••• V•• D•••

Advisor at N•••••••• A•••• M•••••••••

MERCER ISLAND, WA | ISSAQUAH, WA

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Search this name across graphsid dfx:ria:cba2fc7b-6690-24da-c820-d0aa7248a443

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• A•••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 29, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• A•••• M•••••••••	Independent wealth	Mar 22, 2019	n/a	yes	ISSAQUAH, WA\|MERCER ISLAND, WA	Current employment
G•••• C••••••• I•••	Independent wealth	Jan 23, 2015	Mar 22, 2019	no	SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• C••••••• I•••	N•••••••• A•••• M•••••••••	Mar 22, 2019	Mar 22, 2019	0	Firm change	RIA to RIA
U•• F•••••••• S••••••• I•••	G•••• C••••••• I•••	Feb 4, 2015	Jan 23, 2015

Relationships

Registered with (3)

→ N•••••••• A•••• M•••••••••Registered adviserregistration: current employment
Mar 22, 2019 to presentfactForm ADV
→ G•••• C••••••• I•••Registered adviserregistration: previous registration
Jan 23, 2015 to Mar 22, 2019factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 31, 2008 to Feb 4, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cba2fc7b-6690-24da-c820-d0aa7248a443
First observed: Mar 31, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.