DFX Intelligence

D••••• A••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor45 years in industry

D••••• A••••• B••••••

Advisor at N•••••••• P••••••• A••••••••• I•••

BEDFORD, NH

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Search this name across graphsid dfx:ria:cbb04f9f-b84b-a3e6-a776-0a02783bfc3c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 27, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• P••••••• A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• P••••••• A••••••••• I•••	Independent wealth	Jul 29, 2004	n/a	yes	BEDFORD, NH	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 27, 2007	Dec 31, 2017	no	BEDFORD, NH\|BEDFORD, NH\|FORT MILL, SC\|BEDFORD, NH\|BEDFORD, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	n/a	Dec 31, 2017	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ N•••••••• P••••••• A••••••••• I•••Registered adviserregistration: current employment
Jul 29, 2004 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 27, 2007 to Dec 31, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cbb04f9f-b84b-a3e6-a776-0a02783bfc3c
First observed: Jul 27, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.