DFX Intelligence

H•••••• W••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

H•••••• W••••• M••••

Advisor at O•••• T••• R•••• I••••••••• A•••••••

SHARON, CT

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Search this name across graphsid dfx:ria:cbb251a8-94a8-73b6-0ede-6a26d7047499

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 9, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• T••• R•••• I••••••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• T••• R•••• I••••••••• A•••••••	State registered	Sep 21, 2022	n/a	yes	SHARON, CT	Current employment
O•••• T••• R•••• I••••••••• A•••••••	State registered	Jan 26, 2021	Dec 31, 2021	no	SHARON, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••• I•••••• I••	O•••• T••• R•••• I••••••••• A•••••••	Jul 23, 2019	Oct 28, 2019	97	Firm change	RIA to state RIA

Relationships

Registered with (2)

→ O•••• T••• R•••• I••••••••• A•••••••Registered adviserregistration: previous registration
Jan 26, 2021 to Dec 31, 2021factForm ADV
→ A••• I•••••• I••Registered adviserregistration: previous registration
Sep 9, 2010 to Jul 23, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cbb251a8-94a8-73b6-0ede-6a26d7047499
First observed: Sep 9, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.