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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CHERRY STREET PARTNERS

HHM ASSOCIATES, LTD., CRD 111711

DENVER, CO

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Search this name across graphsid dfx:ria:cbb3188a-d4cb-d834-1d55-eb167cb9e52e

Data as of Mar 12, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 1
Observed: Mar 14, 2012 to Mar 12, 2019
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Cherry Street Partners

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $258MItem 5.F on the latest filing (2019-03-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $180M
Private client RAUM: $180MderivedItem 5.D individuals plus high net worth individuals
Private client share: 70%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 860
Individual clients: 60
High net worth clients: 100
Custody, client assets: $69.0M
SEC number: 801-30439
CRD: 111711
Filings on the tape: 16
First filed: Mar 14, 2012
Latest filed: Mar 12, 2019
Organised: Corporation, Colorado

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LAMBERT, PAUL	President	E	yes	07/2002	Mar 14, 2012	Mar 12, 2019
SARMIENTO, TRACI, LYNN	CHIEF COMPLIANCE OFFICER	Na	yes	11/2014	Nov 26, 2014	Mar 12, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 12, 2019	$258M	$180M	4	3	0	n/a	n/a
2017	Mar 30, 2018	$450M	$390M	7	5	1	n/a	n/a
2016	Mar 28, 2017	$320M	$320M	7	5	n/a	n/a	n/a
2015	Feb 24, 2016	$343M	$295M	6	3	n/a	n/a	n/a
2014	Jan 14, 2015	$330M	$290M	6	3	n/a	n/a	n/a
2013	Mar 27, 2014	$341M	$292M	6	5	n/a	n/a	n/a
2012	Feb 28, 2013	$250M	$200M	6	4	n/a	n/a	n/a
2011	Mar 14, 2012	$180M	$180M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$258M	$450M	-42.6%	$343M	-9.0%	4	7	0	1

Relationships

Controls (2)

← LAMBERT, PAULOwnerPRESIDENT, ownership code E, individual
Mar 14, 2012 to presentfactForm ADV
← SARMIENTO, TRACI, LYNNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 26, 2014 to presentfactForm ADV

Registered with (3)

← TRACI LYNN SARMIENTOAdvisorregistration: previous registration
Jan 1, 2016 to Dec 31, 2019factForm ADV
← BRETT LEE HOWARDAdvisorregistration: previous registration
Nov 14, 2003 to Jan 31, 2019factForm ADV
← JUSTIN SCOTT HOWARDAdvisorregistration: previous registration
Nov 14, 2003 to Jan 3, 2019factForm ADV

Dated events

Occurred
Mar 12, 2019
Regulatory AUM changed
Cherry Street Partners reported RAUM $258.0M, down 43% from $449.5M (2018-03-30 to 2019-03-12)
Form ADVobserved 4 days ago
$-192M
Occurred
Mar 30, 2018
Regulatory AUM changed
Cherry Street Partners reported RAUM $449.5M, up 40% from $320.4M (2017-03-28 to 2018-03-30)
Form ADVobserved 4 days ago
$129M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cbb3188a-d4cb-d834-1d55-eb167cb9e52e
First observed: Mar 14, 2012
Last observed: Mar 12, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHERRY STREET PARTNERS

HHM ASSOCIATES, LTD., CRD 111711

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cbb3188a-d4cb-d834-1d55-eb167cb9e52e

Data as of Mar 12, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:37 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LAMBERT, PAUL

President

yes

07/2002

Mar 14, 2012

Mar 12, 2019

SARMIENTO, TRACI, LYNN

CHIEF COMPLIANCE OFFICER

yes

11/2014

Nov 26, 2014

Mar 12, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 12, 2019

$258M

$180M

n/a

2017

Mar 30, 2018

$450M

$390M

n/a

2016

Mar 28, 2017

$320M

n/a

2015

Feb 24, 2016

$343M

$295M

n/a

2014

Jan 14, 2015

$330M

$290M

n/a

2013

Mar 27, 2014

$341M

$292M

n/a

2012

Feb 28, 2013

$250M

$200M

n/a

2011

Mar 14, 2012

$180M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$258M

$450M

-42.6%

$343M

-9.0%