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RIA / WealthAdvisorChartered Financial Analyst39 years in industry

PHILIP LAURENCE MURPHY

Advisor at SMART PORTFOLIOS, LLC

LAKE FOREST PARK, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 22, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SMART PORTFOLIOS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S65|S63
First exam: Nov 14, 1986
First registration: May 22, 2002
Dual registered: no
Other names: PHILIP LAURENCE MURPHYJR
IAPD individual key: 1567226

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SMART PORTFOLIOS, LLC	Independent wealth	Nov 16, 2023	n/a	yes	LAKE FOREST PARK, WA	Current employment
PLM INVESTMENT ADVISERS, INC.	n/a	Nov 22, 2006	Nov 21, 2023	no	SPOKANE, WA	Previous registration
AVISO WEALTH MANAGEMENT	Independent wealth	Nov 14, 2005	Nov 13, 2006	no	BELLEVUE, WA	Previous registration
FLORIDA INVESTMENT ADVISORS	Former SEC adviser	Aug 26, 2004	Oct 13, 2005	no	TAMPA, FL	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	May 22, 2002	Nov 6, 2003	no	SPOKANE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PLM INVESTMENT ADVISERS, INC.	SMART PORTFOLIOS, LLC	Nov 21, 2023	Nov 16, 2023	-5	Firm change	Other
AVISO WEALTH MANAGEMENT	PLM INVESTMENT ADVISERS, INC.	Nov 13, 2006	Nov 22, 2006	9	Firm change	Other
FLORIDA INVESTMENT ADVISORS	AVISO WEALTH MANAGEMENT	Oct 13, 2005	Nov 14, 2005	32	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	FLORIDA INVESTMENT ADVISORS	Nov 6, 2003	Aug 26, 2004	294	Firm change	Other

Relationships

Registered with (5)

→ SMART PORTFOLIOS, LLCRegistered adviserregistration: current employment
Nov 16, 2023 to presentfactForm ADV
→ PLM INVESTMENT ADVISERS, INC.Registered adviserregistration: previous registration
Nov 22, 2006 to Nov 21, 2023factForm ADV
→ AVISO WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 14, 2005 to Nov 13, 2006factForm ADV
→ FLORIDA INVESTMENT ADVISORSRegistered adviserregistration: previous registration
Aug 26, 2004 to Oct 13, 2005factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 22, 2002 to Nov 6, 2003factForm ADV

Dated events

Occurred
Nov 21, 2023
Advisor changed firm
Philip Laurence Murphy left Plm Investment Advisers, Inc. for Smart Portfolios, Llc (registered 2023-11-16)
Form ADVobserved 6 days ago