DFX Intelligence

W•••••• M•••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

W•••••• M•••••• P•••••

Advisor at C••••

Fort Myers, FL | GLENVIEW, IL

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Search this name across graphsid dfx:ria:cbcb410d-7ac8-5153-d339-9524a30f315e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 22, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 15, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••	Independent wealth	Jul 10, 2020	n/a	yes	GLENVIEW, IL\|Fort Myers, FL	Current employment
B••• S••••••••• L••	Former SEC adviser	Jun 7, 2018	Jun 30, 2020	no	CHARLOTTE, NC\|FORT MYERS, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• S••••••••• L••	C••••	Jun 30, 2020	Jul 10, 2020	10	Firm change	Ibd to RIA
T••••• A••••••• S•••••••• I•••	B••• S••••••••• L••	Jun 11, 2018	Jun 7, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
283390:142785:FL:2018-06-01	Jun 11, 2018	Jun 7, 2018	FORT MYERS, FL	Firm change

Relationships

Registered with (6)

→ C••••Registered adviserregistration: current employment
Jul 10, 2020 to presentfactForm ADV
→ B••• S••••••••• L••Registered adviserregistration: previous registration
Jun 7, 2018 to Jun 30, 2020factForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 12, 2016 to Jun 11, 2018factForm ADV
→ S••••••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cbcb410d-7ac8-5153-d339-9524a30f315e
First observed: Oct 22, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.