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Advisor at PARK INVESTMENTS AND CONSULTING LLC
GROSSE POINTE FARMS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PARK INVESTMENTS AND CONSULTING LLC | State registered | May 13, 2024 | n/a | yes | GROSSE POINTE FARMS, MI | Current employment |
| POINTE CAPITAL MANAGEMENT LLC | Independent wealth | Jan 20, 2011 | Apr 12, 2024 | no | GROSSE POINTE FARMS, MI | Previous registration |
| POINTE CAPITAL MANAGEMENT LLC | Independent wealth | Apr 21, 2010 | Dec 31, 2010 | no | GROSSE POINTE FARMS, MI | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 11, 2007 | Dec 31, 2007 | no | GROSSE POINTE FARMS, MI|GROSSE POINTE FARMS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| POINTE CAPITAL MANAGEMENT LLC | PARK INVESTMENTS AND CONSULTING LLC | Apr 12, 2024 | May 13, 2024 | 31 | Firm change | RIA to state RIA |
| UBS FINANCIAL SERVICES INC. | POINTE CAPITAL MANAGEMENT LLC | Dec 31, 2007 | Apr 21, 2010 | 842 | Firm change after gap | Other |