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RIA / WealthAdvisor23 years in industry

SEAN Michael FACEY

Advisor at INDEPENDENT WEALTH NETWORK, INC.

URBANDALE, IA | VERO BEACH, FL

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Search this name across graphsid dfx:ria:cbde8337-031d-3c50-710d-ee484e813275

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jun 12, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT WEALTH NETWORK, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Jun 10, 2020
First registration: Jun 12, 2020
Dual registered: no
IAPD individual key: 7226449

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT WEALTH NETWORK, INC.	Independent wealth	May 20, 2026	n/a	yes	VERO BEACH, FL\|URBANDALE, IA	Current employment
FISHER INVESTMENTS	Independent wealth	Mar 20, 2024	Aug 27, 2025	no	Tampa, FL\|PLANO, TX	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jul 6, 2023	Dec 14, 2023	no	WINTER PARK, FL	Previous registration
EDWARD JONES	National bd RIA	Jun 12, 2020	Jan 27, 2022	no	SEBASTIAN, FL\|Sebastian, FL\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FISHER INVESTMENTS	INDEPENDENT WEALTH NETWORK, INC.	Aug 27, 2025	May 20, 2026	266	Firm change	RIA to RIA
TRANSAMERICA FINANCIAL ADVISORS, LLC	FISHER INVESTMENTS	Dec 14, 2023	Mar 20, 2024	97	Firm change	Ibd to RIA
EDWARD JONES	TRANSAMERICA FINANCIAL ADVISORS, LLC	Jan 27, 2022	Jul 6, 2023	525	Firm change after gap	Ibd to ibd

Relationships

Registered with (4)

→ INDEPENDENT WEALTH NETWORK, INC.Registered adviserregistration: current employment
May 20, 2026 to presentfactForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Mar 20, 2024 to Aug 27, 2025factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 6, 2023 to Dec 14, 2023factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 12, 2020 to Jan 27, 2022factForm ADV

Dated events

Occurred
Aug 27, 2025
Advisor changed firm
Sean Michael Facey left Fisher Investments for Independent Wealth Network, Inc. (registered 2026-05-20)
Form ADVobserved 3 days ago
Occurred
Dec 14, 2023
Advisor changed firm
Sean Michael Facey left Transamerica Financial Advisors, Llc for Fisher Investments (registered 2024-03-20)
Form ADVobserved 3 days ago
Occurred
Jan 27, 2022
Advisor changed firm
Sean Michael Facey left Edward Jones for Transamerica Financial Advisors, Llc (registered 2023-07-06)
Form ADVobserved 3 days ago