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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

MICHAEL JASON MARCOTTE

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

Rochester, MI | Birmingham, MI

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Search this name across graphsid dfx:ria:cbdf7cf0-e130-eb63-ef95-68be8ed0dcce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 9, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 11, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Oct 11, 2002
First registration: Jun 9, 2004
Dual registered: yes, broker-dealer
Other names: MIKE MARCOTTE|MIKE J MARCOTTE|MIKE MARCOTTE
IAPD individual key: 4536110

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Oct 18, 2019	n/a	yes	Birmingham, MI\|Rochester, MI	Current employment
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Jan 17, 2007	Oct 18, 2019	no	GRAND BLANC, MI	Previous registration
UNITED SECURITIES ALLIANCE, INC.	n/a	Mar 22, 2005	Dec 15, 2006	no	ROCHESTER HILLS, MI\|AUBURN HILLS, MI\|AUBURN HILLS, MI\|ROCHESTER HILLS, MI	Previous registration
CAMBRIDGE INVESTMENT RESEARCH, INC.	n/a	Jun 9, 2004	Jan 24, 2005	no	AUBURN HILLS, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.J.B. HILLIARD, W.L. LYONS, LLC	ROBERT W. BAIRD & CO. INCORPORATED	Oct 18, 2019	Oct 18, 2019	0	Bulk transfer	RIA to RIA
UNITED SECURITIES ALLIANCE, INC.	J.J.B. HILLIARD, W.L. LYONS, LLC	Dec 15, 2006	Jan 17, 2007	33	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH, INC.	UNITED SECURITIES ALLIANCE, INC.	Jan 24, 2005	Mar 22, 2005	57	Firm change	Other

Relationships

Registered with (4)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
Oct 18, 2019 to presentfactForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Jan 17, 2007 to Oct 18, 2019factForm ADV
→ UNITED SECURITIES ALLIANCE, INC.Registered adviserregistration: previous registration
Mar 22, 2005 to Dec 15, 2006factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH, INC.Registered adviserregistration: previous registration
Jun 9, 2004 to Jan 24, 2005factForm ADV

Dated events

No dated event names this entity yet.