This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$238MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$238M

Private client RAUM

$233MderivedItem 5.D individuals plus high net worth individuals

Private client share

98%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$119Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

5

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

370

Individual clients

51

High net worth clients

14

SEC number

801-127930

CRD

326299

Filings on the tape

11

First filed

Apr 4, 2023

Latest filed

Mar 31, 2026

Organised

Limited Liability Company, CA

• Occurred

  Mar 18, 2024
  Advisor changed firm

  Maria Anna Eriksen left Strategic Wealth Capital for Lpl Financial Llc (registered 2024-03-19)

  Form ADVobserved 4 days ago
• Occurred

  Apr 4, 2023
  First Form ADV filing

  Strategic Wealth Capital filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:cbee03a3-a162-ca86-877c-a85c0bc5d343

First observed

Apr 4, 2023

Last observed

Mar 31, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.