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Advisor at LPL FINANCIAL LLC
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 17, 2021 | n/a | yes | BATON ROUGE, LA | Current employment |
| GENEOS WEALTH MANAGEMENT, INC. | Bd affiliated wealth | May 15, 2012 | Nov 22, 2021 | no | BATON ROUGE, LA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 14, 2009 | May 8, 2012 | no | BATON ROUGE, LA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 8, 2003 | Nov 20, 2004 | no | BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GENEOS WEALTH MANAGEMENT, INC. | LPL FINANCIAL LLC | Nov 22, 2021 | Nov 17, 2021 | -5 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | GENEOS WEALTH MANAGEMENT, INC. | May 8, 2012 | May 15, 2012 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 120894:6413:LA:2021-11-22 | Nov 22, 2021 | Nov 17, 2021 | BATON ROUGE, LA | Firm change |