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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

CHARLES MILLER

Advisor at STEWARD PARTNERS INVESTMENT ADVISORY, LLC

STAMFORD, CT | DALTON, GA

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Search this name across graphsid dfx:ria:cbf17b93-0288-aec3-8b23-5ae9d3016166

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 20, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Oct 20, 1997
First registration: Jul 11, 2003
Dual registered: yes, broker-dealer
Other names: CHUCK MILLER|CHARLES DALTON MILLER|CHARLES DALTON MILLER JR|CHARLES DALTON MILLER|CHARLES MILLER JR|CHARLES MILLER
IAPD individual key: 2933141

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STEWARD PARTNERS INVESTMENT ADVISORY, LLC	Bd affiliated wealth	Nov 1, 2023	n/a	yes	STAMFORD, CT\|DALTON, GA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Sep 12, 2016	Nov 10, 2023	no	MARIETTA, GA\|DALTON, GA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Sep 20, 2016	no	Atlanta, GA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Dec 5, 2008	Jun 1, 2009	no	ATLANTA, GA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 11, 2003	Dec 17, 2008	no	ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	Nov 10, 2023	Nov 1, 2023	-9	Firm change	Wirehouse to ibd
MORGAN STANLEY	WELLS FARGO ADVISORS	Sep 20, 2016	Sep 12, 2016	-8	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY & CO. LLC	Dec 17, 2008	Dec 5, 2008	-12	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:283004:GA:2023-11-10	Nov 10, 2023	Nov 1, 2023	DALTON, GA	Firm change

Relationships

Registered with (5)

→ STEWARD PARTNERS INVESTMENT ADVISORY, LLCRegistered adviserregistration: current employment
Nov 1, 2023 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 12, 2016 to Nov 10, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Sep 20, 2016factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Dec 5, 2008 to Jun 1, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 11, 2003 to Dec 17, 2008factForm ADV

Dated events

Occurred
Nov 10, 2023
Advisor changed firm
Charles Miller left Wells Fargo Advisors for Steward Partners Investment Advisory, Llc (registered 2023-11-01)
Form ADVobserved 6 days ago