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RIA / WealthAdvisorCertified Financial Planner10 years in industry

ARIEL NICOLE KAUFFMAN

Advisor at THE WEALTHCARE CLINIC

SIX MILE, SC

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Search this name across graphsid dfx:ria:cc0d0930-5fae-96e9-8ee8-0099a16f0742

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 9, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE WEALTHCARE CLINIC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 9, 2017
First registration: Jun 9, 2017
Dual registered: no
Other names: ARIEL JOHNSON|ARIEL NICOLE JOHNSON
IAPD individual key: 6667237

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE WEALTHCARE CLINIC	State registered	Sep 14, 2026	n/a	yes	SIX MILE, SC	Current employment
SOLITUDE FINANCIAL SERVICES, INC.	Independent wealth	Mar 5, 2021	Feb 1, 2024	no	CHARLOTTESVILLE, VA	Previous registration
ASSETMARK, INC.	Bd affiliated wealth	Mar 7, 2018	Sep 5, 2019	no	Phoenix, AZ\|CONCORD, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 9, 2017	Oct 16, 2017	no	Phoenix, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SOLITUDE FINANCIAL SERVICES, INC.	THE WEALTHCARE CLINIC	Feb 1, 2024	Sep 14, 2026	956	Firm change after gap	RIA to state RIA
ASSETMARK, INC.	SOLITUDE FINANCIAL SERVICES, INC.	Sep 5, 2019	Mar 5, 2021	547	Firm change after gap	Ibd to RIA
CHARLES SCHWAB & CO., INC.	ASSETMARK, INC.	Oct 16, 2017	Mar 7, 2018	142	Firm change	Other

Relationships

Registered with (4)

→ THE WEALTHCARE CLINICRegistered adviserregistration: current employment
Sep 14, 2026 to presentfactForm ADV
→ SOLITUDE FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 5, 2021 to Feb 1, 2024factForm ADV
→ ASSETMARK, INC.Registered adviserregistration: previous registration
Mar 7, 2018 to Sep 5, 2019factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jun 9, 2017 to Oct 16, 2017factForm ADV

Dated events

Occurred
Feb 1, 2024
Advisor changed firm
Ariel Nicole Kauffman left Solitude Financial Services, Inc. for The Wealthcare Clinic (registered 2026-09-14)
Form ADVobserved 5 days ago