DFX Intelligence

Q•••• D••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Q•••• D••••• C•••••••

Advisor at J• W• C••• A•••••••• I•••

Salt Lake City, UT | TAMPA, FL

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Search this name across graphsid dfx:ria:cc0d4834-8f5a-6f12-1c33-521465d3ef22

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• W• C••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 19, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Jan 21, 2021	n/a	yes	TAMPA, FL\|Salt Lake City, UT	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 4, 2016	Dec 31, 2020	no	Cottonwood Heights, UT\|Holladay, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	J• W• C••• A•••••••• I•••	Dec 31, 2020	Jan 21, 2021	21	Firm change	Ibd to RIA
M•• F•••••••• S•••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Mar 9, 2016	Mar 4, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:112294:UT:2020-12-31	Dec 31, 2020	Jan 21, 2021	HOLLADAY, UT	Firm change

Relationships

Registered with (5)

→ J• W• C••• A•••••••• I•••Registered adviserregistration: current employment
Jan 21, 2021 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 4, 2016 to Dec 31, 2020factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 8, 2015 to Mar 9, 2016factForm ADV
→ W••••••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc0d4834-8f5a-6f12-1c33-521465d3ef22
First observed: Jul 3, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.