DFX Intelligence

S•••••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

S•••••• A••••••••

Advisor at L•••••• C•••••• M••••••••• I••

BIRMINGHAM, MI

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Search this name across graphsid dfx:ria:cc163442-664c-c92b-7855-601a2d618913

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 25, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• C•••••• M••••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 28, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• C•••••• M••••••••• I••	Independent wealth	Apr 20, 2016	n/a	yes	BIRMINGHAM, MI	Current employment
C••••••• S•••••••••	Former SEC adviser	May 25, 2004	Apr 11, 2016	no	DETROIT, MI\|DETROIT, MI\|BLOOMFIELD HILLS, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S•••••••••	L•••••• C•••••• M••••••••• I••	Apr 11, 2016	Apr 20, 2016	9	Firm change	Other

Relationships

Registered with (2)

→ L•••••• C•••••• M••••••••• I••Registered adviserregistration: current employment
Apr 20, 2016 to presentfactForm ADV
→ C••••••• S•••••••••Registered adviserregistration: previous registration
May 25, 2004 to Apr 11, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc163442-664c-c92b-7855-601a2d618913
First observed: May 25, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.