DFX Intelligence

M••• R•••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

M••• R•••••• R•••••••

Advisor at O••••••••• • C•• I•••

BARRINGTON, IL | CHICAGO, IL

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Search this name across graphsid dfx:ria:cc211947-215b-49f1-5312-5c23c41a49c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• • C•• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 17, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• • C•• I•••	Bd affiliated wealth	Sep 1, 2005	n/a	yes	CHICAGO, IL\|BARRINGTON, IL	Current employment
M••••• S•••••• D• I•••	n/a	Aug 28, 2003	Sep 12, 2005	no	WINNETKA, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S•••••• D• I•••	O••••••••• • C•• I•••	Sep 12, 2005	Sep 1, 2005	-11	Firm change	Other
B••• O•• S••••••••• C•••••••••	M••••• S•••••• D• I•••	May 18, 2004	Aug 28, 2003

Relationships

Registered with (3)

→ O••••••••• • C•• I•••Registered adviserregistration: current employment
Sep 1, 2005 to presentfactForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Aug 28, 2003 to Sep 12, 2005factForm ADV
→ B••• O•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Apr 23, 2002 to May 18, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc211947-215b-49f1-5312-5c23c41a49c2
First observed: Apr 23, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.