DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••• F•••••••• G••••• L•••••
Troy, MI | AKRON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• F•••••••• G••••• L••••• | Independent wealth | Jan 7, 2019 | n/a | yes | Troy, MI|AKRON, OH | Current employment |
| L••• F•••••••• A••••••• | Former SEC adviser | Oct 29, 2014 | Dec 31, 2018 | no | TROY, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••• F•••••••• A••••••• | S•••••• F•••••••• G••••• L••••• | Dec 31, 2018 | Jan 7, 2019 | 7 | Firm change | RIA to RIA |
| R••••••• C•••••• M••••••••• L•• | L••• F•••••••• A••••••• | Mar 4, 2016 | Oct 29, 2014 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105895:117756:MI:2018-12-31 | Dec 31, 2018 | Jan 7, 2019 | TROY, MI | Firm change |
| R••••••• C•••••• M••••••••• L•• | Institutional manager | Jan 9, 2013 | Mar 4, 2016 | no | GROSSE POINTE FARMS, MI | Previous registration |
| T•••••• I••••••••• M••••••••• L•• | Former SEC adviser | Jan 5, 2012 | Jan 2, 2013 | no | SOUTHFIELD, MI | Previous registration |
| -492 |
| Firm change after gap |
| Other |
| T•••••• I••••••••• M••••••••• L•• | R••••••• C•••••• M••••••••• L•• | Jan 2, 2013 | Jan 9, 2013 | 7 | Firm change | Other |