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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

CHARLES D. HYMAN & COMPANY

CRD 105923

PONTE VEDRA BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cc3499c6-045c-aa42-8d27-d472c3846a28

Data as of Mar 8, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 6
On other graphs: 0
Observed: Mar 2, 2012 to Mar 8, 2024
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.2BItem 5.F on the latest filing (2024-03-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.2B
Private client RAUM: $1.9BderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,054
Individual clients: 620
High net worth clients: 397
Custody, client assets: $1.3B
SEC number: 801-38841
CRD: 105923
Filings on the tape: 18
First filed: Mar 2, 2012
Latest filed: Mar 8, 2024
Organised: Corporation, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HYMAN, CHARLES, DAVID	CHIEF EXECUTIVE OFFICER	E	yes	04/1994	Mar 2, 2012	Mar 8, 2024
BEALE, CELESTE, ROBINSON	CHIEF COMPLIANCE OFFICER	Na	no	10/2004	Mar 2, 2012	Mar 8, 2024
HERNANDEZ, JOSE, MANUEL	Shareholder	Na	no	05/2023	Mar 8, 2024	Mar 8, 2024
SADLER, JOY, TUCKER	Shareholder	Na	no	05/2023	Mar 8, 2024	Mar 8, 2024
SERKIN, HOWARD, CHARLES	TRUSTEE OF THE HYMAN CHILDREN'S IRREVOCABLE TRUST	Na	no	12/2020	Mar 2, 2023	Mar 8, 2024
THE HYMAN CHILDREN'S IRREVOCABLE TRUST	Shareholder	A	no	12/2020	Mar 2, 2023	Mar 8, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 8, 2024	$2.2B	$2.2B	5	2	0	n/a	n/a
2022	Mar 2, 2023	$2.0B	$1.9B	5	2	0	n/a	n/a
2021	Mar 9, 2022	$2.1B	$2.1B	5	2	0	n/a	n/a
2020	Mar 5, 2021	$1.8B	$1.7B	5	2	0	n/a	n/a
2019	Mar 13, 2020	$1.4B	$1.3B	4	2	0	n/a	n/a
2018	Feb 25, 2019	$1.1B	$1.1B	5	3	0	n/a	n/a
2017	Mar 22, 2018	$1.1B	$1.1B	5	3	0	n/a	n/a
2016	Mar 13, 2017	$959M	$945M	5	3	n/a	n/a	n/a
2015	Mar 16, 2016	$838M	$823M	5	3	n/a	n/a	n/a
2014	Mar 19, 2015	$880M	$866M	5	3	n/a	n/a	n/a
2013	Mar 28, 2014	$799M	$782M	5	3	n/a	n/a	n/a
2012	Mar 8, 2013	$724M	$701M	5	3	n/a	n/a	n/a
2011	Mar 2, 2012	$644M	$624M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$2.2B	$2.0B	11.5%	$1.8B	7.8%	5	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HIGHTOWER ADVISORS, LLC	2	Nov 25, 2024	Mar 24, 2025	PONTE VEDRA BEACH, FL	Team lift out	RIA to ibd	100.0%

Relationships

Controls (1)

← HYMAN, CHARLES, DAVIDOwnerCHIEF EXECUTIVE OFFICER, ownership code E, individual
Mar 2, 2012 to presentfactForm ADV

Owns (5)

← BEALE, CELESTE, ROBINSONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 2, 2012 to presentfactForm ADV
← SERKIN, HOWARD, CHARLESOwnerTRUSTEE OF THE HYMAN CHILDREN'S IRREVOCABLE TRUST, ownership code NA, individual
Mar 2, 2023 to presentfactForm ADV
← HERNANDEZ, JOSE, MANUELOwnerSHAREHOLDER, ownership code NA, individual
Mar 8, 2024 to presentfactForm ADV
← SADLER, JOY, TUCKEROwnerSHAREHOLDER, ownership code NA, individual
Mar 8, 2024 to presentfactForm ADV
← THE HYMAN CHILDREN'S IRREVOCABLE TRUSTOwnerSHAREHOLDER, ownership code A, domestic entity
Mar 2, 2023 to presentfactForm ADV

Moved with (1)

→ HIGHTOWER ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Nov 25, 2024 to Mar 24, 2025factForm ADV

Registered with (2)

← Charles David HymanAdvisorregistration: previous registration
Jul 7, 1999 to Nov 25, 2024factForm ADV
← Celeste R BealeAdvisorregistration: previous registration
Aug 9, 1999 to Nov 25, 2024factForm ADV

Dated events

Occurred
Nov 25, 2024
Team lift-out
2 advisors left Charles D. Hyman & Company (Ponte Vedra Beach, FL) for Hightower Advisors, LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Nov 25, 2024
Advisor changed firm
Celeste R Beale left Charles D. Hyman & Company for Hightower Advisors, Llc (registered 2025-03-24)
Form ADVobserved 6 days ago
Occurred
Nov 25, 2024
Advisor changed firm
Charles David Hyman left Charles D. Hyman & Company for Hightower Advisors, Llc (registered 2025-03-12)
Form ADVobserved 6 days ago
Occurred
Mar 2, 2023
Control person joined
Charles Howard Serkin (Trustee) appeared on Schedule A of Charles D. Hyman & Company
Form ADVobserved 6 days ago
Occurred
Mar 5, 2021
Regulatory AUM changed
Charles D. Hyman & Company reported RAUM $1.8B, up 28% from $1.4B (2020-06-15 to 2021-03-05)
Form ADVobserved 6 days ago
$385M
Occurred
Mar 13, 2020
Regulatory AUM changed
Charles D. Hyman & Company reported RAUM $1.4B, up 26% from $1.1B (2019-08-08 to 2020-03-13)
Form ADVobserved 6 days ago
$284M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc3499c6-045c-aa42-8d27-d472c3846a28
First observed: Mar 2, 2012
Last observed: Mar 8, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHARLES D. HYMAN & COMPANY

CRD 105923

PONTE VEDRA BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cc3499c6-045c-aa42-8d27-d472c3846a28

Data as of Mar 8, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HYMAN, CHARLES, DAVID

CHIEF EXECUTIVE OFFICER

yes

04/1994

Mar 2, 2012

Mar 8, 2024

BEALE, CELESTE, ROBINSON

CHIEF COMPLIANCE OFFICER

10/2004

Mar 2, 2012

Mar 8, 2024

HERNANDEZ, JOSE, MANUEL

Shareholder

05/2023

Mar 8, 2024

SADLER, JOY, TUCKER

Shareholder

05/2023

Mar 8, 2024

SERKIN, HOWARD, CHARLES

TRUSTEE OF THE HYMAN CHILDREN'S IRREVOCABLE TRUST

12/2020

Mar 2, 2023

Mar 8, 2024

THE HYMAN CHILDREN'S IRREVOCABLE TRUST

Shareholder

12/2020

Mar 2, 2023

Mar 8, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 8, 2024

$2.2B

n/a

2022

Mar 2, 2023

$2.0B

$1.9B

n/a

2021

Mar 9, 2022

$2.1B

n/a

2020

Mar 5, 2021

$1.8B

$1.7B

n/a

2019

Mar 13, 2020

$1.4B

$1.3B

n/a

2018

Feb 25, 2019

$1.1B

n/a

2017

Mar 22, 2018

$1.1B

n/a

2016

Mar 13, 2017

$959M

$945M

n/a

2015

Mar 16, 2016

$838M

$823M

n/a

2014

Mar 19, 2015

$880M

$866M

n/a

2013

Mar 28, 2014

$799M

$782M

n/a

2012

Mar 8, 2013

$724M

$701M

n/a

2011

Mar 2, 2012

$644M

$624M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$2.2B

$2.0B

11.5%

$1.8B

7.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HIGHTOWER ADVISORS, LLC

Nov 25, 2024

Mar 24, 2025

PONTE VEDRA BEACH, FL

Team lift out

RIA to ibd

100.0%